Compliance Workshop
Overview
The Compliance Workshop is a live event dedicated to providing attendees with essential insights and updates on compliance and regulatory issues in the auto finance industry. The speaker lineup features live sessions with a mix of in-person and virtual presenters. This hybrid format will allow us to bring a diverse range of perspectives and insights from industry leaders, regardless of their location.
Who Should Attend
Individuals working directly in the auto finance industry including but not limited to Loan Officers, Compliance Officers, Risk Managers, Underwriters, Collections Specialists, Legal and General Counsel, Financial Institution Executives, Consultants and Advisors, Technology Providers, and professionals who want to stay compliant, mitigate risks, and succeed in today's highly regulated business environment.
Top Reasons to Attend
- Stay updated on regulatory changes
- Learn best practices
- Mitigate compliance risks
- Enhance professional development
- Network with peers and experts
- Access industry insights
- Improve compliance processes
- Gain competitive advantage
- Demonstrate commitment to compliance
- Stay ahead of enforcement actions
Registration Fees
- NAF Association Compliance Roundtable Member: $495
- NAF Association Member: $595
- Non-Member*: $695
*The Non-Member registration applies to professionals in the auto finance industry who are not current members of the NAF Association and excludes members of the press, federal and state regulators, plaintiff's attorneys, and the like. If you require further clarification, contact us.
Continuing Education:
NAF Compliance Professionals earn 8 NAF CE credits.
CRCM Certification Holders earn 11.5 ABA CE Credits.
ABA Professional Certifications is dedicated to promoting the highest standards of performance and ethics within the financial services industry. NAF Association Compliance Workshop has been approved for 11.5 credits. This statement is not an endorsement of this program or its sponsor. Certified professionals will report these credits at aba.csod.com.
Registration Options
|
Registration Options
|
Credits | Price |
|---|---|---|
|
Compliance Roundtable Member Attendee
|
8.00 (NAF-CEU) | $495.00 |
|
Member Attendee
|
8.00 (NAF-CEU) | $595.00 |
|
Non-Member Attendee
|
8.00 (NAF-CEU) | $695.00 |
Agenda
| October 28 | |
| 7:30 AM - 8:00 AM | Breakfast |
| 8:15 AM - 9:00 AM | Keynote Speaker: Malini Mithal, FTC We are pleased to have Malini Mithal, Associate Director, Division of Financial Practices, from the FTC, as the Keynote for this event. |
| 9:00 AM - 10:00 AM |
Navigating Compliance Challenges: Insights from Supervisory Highlights
Session presented by Hudson Cook, LLP attorneys: Bob Gage, Trisha Cacciola, and Eric Johnson |
| 10:15 AM - 11:30 AM |
Federal Enforcement and Litigation: Impacts on Auto Finance
Session presented by Hudson Cook, LLP attorneys: Lucy Morris, Rob Tilley, and Julia Whitelock |
| 11:30 AM - 1:00 PM | Lunch |
| 1:00 PM - 2:15 PM |
State Enforcement and Litigation: Navigating the Complexities
Session presented by Hudson Cook, LLP attorneys: Anastasia Caton, Kristen Yarows, and Tom Quinn |
| 2:15 PM - 3:00 PM |
CFPB Rules: Navigating Proposed and Final Regulations
Session presented by Hudson Cook, LLP attorneys: Justin Hosie, Becki Kuehn and Jay Harris |
| 3:15 PM - 3:45 PM |
Vendor Management: Effective Compliance Tools to Ensure Strong Third-Party Relationships
Session presented by Hudson Cook, LLP attorneys: Catharine Andricos and Lauren Hunt |
| 3:45 PM - 4:30 PM |
Servicing and Collections: Effective Practices and Case Law Review
Session presented by Hudson Cook, LLP attorneys: Chuck Dodge, Anastasia Caton, and Tom Buiteweg |
| 4:30 PM - 5:30 PM |
State and Federal Examination Issues and Preparation
Session presented by Hudson Cook, LLP attorneys: Trisha Cacciola, Lucy Morris, and Patty Covington |
| 5:45 PM - 6:45 PM | Social Reception |
| October 29 | |
| 7:30 AM - 8:00 AM | Breakfast |
| 8:00 AM - 9:45 AM |
Morning Sessions
Workshop Recap Action Planning and Execution |
| 9:45 AM - 10:00 AM | Break |
| 10:00 AM - 11:45 AM | Roundtable Meeting* *Open to NAF Association Compliance Professional Certification Graduates. |
Texican Court
501 W Las Colinas Blvd. Irving, Texas 75039
This relaxed luxury boutique hotel in Irving offers a one-of-a-kind experience with a modern twist that takes you back to a time when travel was an adventure. Find charm and comfort alongside upscale amenities at this boutique hotel in Las Colinas located across from the Irving Convention Center and Toyota Music Factory. Nestled on acres of beautifully landscaped courtyards, Texican Court features an outdoor pool, live music on the weekends, fire pits, lawn games, and more.
A block of rooms has been reserved especially for our guests at a rate of $179 per night.
Reservation line – 833.839.4226: Ask for NAF Association Compliance Workshop room block.
Booking deadline: Sunday, October 13, 2024
Need a hotel room, but missed the booking deadline? We've got you covered. Contact us directly for room reservations.
Thank you to our event sponsors:
Meet the Facilitators
Eric Johnson is an attorney at Hudson Cook, LLP. He is a partner in the firm's Oklahoma City office and Editor in Chief of CounselorLibrary.com's Spot Delivery publication. Eric assists national and state banks, savings associations, credit unions, mortgage bankers, other licensed lenders, motor vehicle dealers, and automotive finance companies in the development and maintenance of nationwide consumer mortgage and automobile finance programs; online motor vehicle sales programs; litigation funding programs; and electronic payment programs.
Patty Covington is a partner in Hudson Cook, LLP's Richmond, Virginia office. She focuses on all areas of consumer financial services law, including auto finance, small installment lending, federal regulatory compliance, CFPB-readiness, privacy, data security and information management, electronic commerce, marketing, as well as matters involving the Federal Trade Commission and the Consumer Financial Protection Bureau. She advises banks, sales finance companies, motor vehicle dealers, small installment lenders, other similar creditors, service providers and technology providers.