Back to Events
Compliance Workshop

Compliance Workshop

Monday, October 28, 2024 to Tuesday, October 29, 2024

The Compliance Workshop is a live event dedicated to providing attendees with essential insights and updates on compliance and regulatory issues in the auto finance industry. 

Who Should Attend

Individuals working directly in the auto finance industry including but not limited to Loan Officers, Compliance Officers, Risk Managers, Underwriters, Collections Specialists, Legal and General Counsel, Financial Institution Executives, Consultants and Advisors, Technology Providers, and professionals who want to stay compliant, mitigate risks, and succeed in today's highly regulated business environment. 

Top Reasons to Attend
  • Stay updated on regulatory changes
  • Learn best practices
  • Mitigate compliance risks
  • Enhance professional development
  • Network with peers and experts
  • Access industry insights
  • Improve compliance processes
  • Gain competitive advantage
  • Demonstrate commitment to compliance
  • Stay ahead of enforcement actions
Registration Fees
  • NAF Association Compliance Roundtable Member: $495
  • NAF Association Member: $595
  • Non-Member*: $695 

*The Non-Member registration applies to professionals in the auto finance industry who are not current members of the NAF Association and excludes members of the press, federal and state regulators, plaintiff's attorneys, and the like. If you require further clarification, contact us

Continuing Education: NAF Compliance Professionals can earn 8 credits toward recertification. 

Registration Options

Credits Price
Compliance Roundtable Member Attendee
For NAF Association Compliance Roundtable Program Members in good standing
8.00 (NAF-CEU) $495.00
Member Attendee
NAF Association Member
8.00 (NAF-CEU) $595.00
Non-Member Attendee
For individuals who are not employees of a NAF Association Member company
8.00 (NAF-CEU) $695.00


October 28
7:30 AM - 8:00 AM Breakfast
8:15 AM - 9:00 AM Keynote Speaker: Malini Mithal, FTC We are pleased to have Malini Mithal, Associate Director, Division of Financial Practices, from the FTC, as the Keynote for this event. 
9:00 AM - 11:30 AM Morning Sessions
- Overview of the Current Regulatory Landscape

- Supervisory Highlights & Other Regulatory Issues

- Federal Activities

- Compliance Technology and Tools
11:30 AM - 1:00 PM Lunch
1:00 PM - 5:30 PM Afternoon Sessions
- Enforcement and Litigation Updates

- CFPB Rules – Proposed and Final

- Vendor Management and Compliance 

- Servicing and Collections

- State and Federal Examination Issues and Preparation
5:45 PM - 6:45 PM Social Reception
October 29
7:30 AM - 8:00 AM Breakfast
8:00 AM - 9:45 AM Morning Sessions
Workshop Recap

Action Planning and Execution
9:45 AM - 10:00 AM Break
10:00 AM - 11:45 AM Roundtable Meeting* *Open to NAF Association Compliance Professional Certification Graduates.
Download Agenda

Texican Court

501 W Las Colinas Blvd. Irving, Texas 75039

This relaxed luxury boutique hotel in Irving offers a one-of-a-kind experience with a modern twist that takes you back to a time when travel was an adventure. Find charm and comfort alongside upscale amenities at this boutique hotel in Las Colinas located across from the Irving Convention Center and Toyota Music Factory. Nestled on acres of beautifully landscaped courtyards, Texican Court features an outdoor pool, live music on the weekends, fire pits, lawn games, and more. 

A block of rooms has been reserved especially for our guests at a rate of $179 per night. 

Reservation line – 833.839.4226: Ask for ­­­­­­­­­­­­­NAF Association Compliance Workshop room block.

Booking link - Simply click Reserve Your Room to be directed to the dates and the discounted rate:

Reserve Your Room

Meet the Facilitators

Eric Johnson is an attorney at Hudson Cook, LLP. He is a partner in the firm's Oklahoma City office and Editor in Chief of's Spot Delivery publication. Eric assists national and state banks, savings associations, credit unions, mortgage bankers, other licensed lenders, motor vehicle dealers, and automotive finance companies in the development and maintenance of nationwide consumer mortgage and automobile finance programs; online motor vehicle sales programs; litigation funding programs; and electronic payment programs. 

Patty Covington is a partner in Hudson Cook, LLP's Richmond, Virginia office. She focuses on all areas of consumer financial services law, including auto finance, small installment lending, federal regulatory compliance, CFPB-readiness, privacy, data security and information management, electronic commerce, marketing, as well as matters involving the Federal Trade Commission and the Consumer Financial Protection Bureau. She advises banks, sales finance companies, motor vehicle dealers, small installment lenders, other similar creditors, service providers and technology providers.